|
Erik Atkisson
|
General Counsel and CCO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2023 |
120,000 |
120,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Robert Doebele
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2023 |
123,325 |
123,325
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Nelson Cabatuan
|
VP of Finance & Admin |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2023 |
65,325 |
65,325
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Avanish Vellanki
|
Director, Chairman and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2023 |
318,600 |
318,600
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Richard P. Bryce
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2023 |
110,000 |
110,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Franklin M. Berger
|
Director |
Purchase of securities on an exchange or from another person at price $ 7.80 per share. |
21 Nov 2022 |
45,000 |
928,207
|
-
|
7.8 |
351,000
|
Common Stock |
|
Franklin M. Berger
|
Director |
Purchase of securities on an exchange or from another person at price $ 8.27 per share. |
21 Nov 2022 |
77,000 |
1,005,207
|
-
|
8.3 |
636,790
|
Common Stock |
|
Franklin M. Berger
|
Director |
Purchase of securities on an exchange or from another person at price $ 5.83 per share. |
08 Nov 2022 |
42,881 |
883,207
|
-
|
5.8 |
249,996
|
Common Stock |
|
Robert Doebele
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Jul 2022 |
3,890 |
5,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Robert Doebele
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.95 per share. |
06 Jul 2022 |
3,890 |
476,827
|
-
|
4.0 |
15,366
|
Common Stock |
|
Tran B. Nguyen
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2022 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Gorjan Hrustanovic
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2022 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Stefani A. Wolff
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2022 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Peter Radovich
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2022 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Avanish Vellanki
|
Director, Chairman and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.29 per share. |
01 Jun 2022 |
25,000 |
2,471,627
|
-
|
2.3 |
57,250
|
Common Stock |
|
Franklin M. Berger
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2022 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Avanish Vellanki
|
Director, Chairman and CEO, Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
14 Apr 2022 |
59,618 |
2,446,627
|
-
|
|
0
|
Common Stock |
|
Avanish Vellanki
|
Director, Chairman and CEO, Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
14 Apr 2022 |
59,618 |
79,283
|
-
|
|
0
|
Common Stock |
|
Robert Doebele
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.95 per share. |
13 Apr 2022 |
3,000 |
472,937
|
-
|
4.0 |
11,850
|
Common Stock |
|
Robert Doebele
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Apr 2022 |
3,000 |
8,890
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Robert Doebele
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.95 per share. |
31 Mar 2022 |
2,000 |
469,937
|
-
|
4.0 |
7,900
|
Common Stock |
|
Robert Doebele
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Mar 2022 |
2,000 |
11,890
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Avanish Vellanki
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.00 per share. |
11 Mar 2022 |
14,468 |
2,837,009
|
-
|
4 |
57,872
|
Common Stock |
|
Avanish Vellanki
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Mar 2022 |
14,468 |
31,832
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Avanish Vellanki
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Feb 2022 |
182,300 |
182,300
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Robert Doebele
|
EVP, Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2022 |
72,000 |
72,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Nelson Cabatuan
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2022 |
32,000 |
32,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Richard P. Bryce
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2022 |
53,064 |
53,064
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Franklin M. Berger
|
Director |
Purchase of securities on an exchange or from another person at price $ 14.30 per share. |
21 Sep 2021 |
3,786 |
840,326
|
-
|
14.3 |
54,140
|
Common Stock |
|
Franklin M. Berger
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 May 2021 |
24,000 |
24,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Stefani A. Wolff
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 May 2021 |
24,000 |
24,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Nelson Cabatuan
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2021 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Peter Radovich
|
Director |
|
27 Apr 2021 |
9,500 |
0
|
-
|
|
-
|
Series A Preferred Stock |
|
Peter Radovich
|
Director |
|
27 Apr 2021 |
8,796 |
8,796
|
-
|
|
-
|
Common Stock |
|
Robert Doebele
|
EVP, Chief Scientific Officer |
|
27 Apr 2021 |
4,932 |
467,937
|
-
|
|
-
|
Common Stock |
|
Robert Doebele
|
EVP, Chief Scientific Officer |
|
27 Apr 2021 |
5,327 |
0
|
-
|
|
-
|
Series A Preferred Stock |
|
Avanish Vellanki
|
Director, President and CEO |
|
27 Apr 2021 |
11,212 |
2,372,541
|
-
|
|
-
|
Common Stock |
|
Avanish Vellanki
|
Director, President and CEO |
|
27 Apr 2021 |
12,108 |
0
|
-
|
|
-
|
Series A Preferred Stock |
|
Franklin M. Berger
|
Director |
Purchase of securities on an exchange or from another person at price $ 17.00 per share. |
23 Apr 2021 |
120,000 |
120,000
|
-
|
17 |
2,040,000
|
Common Stock |
|
Franklin M. Berger
|
Director |
|
23 Apr 2021 |
578,397 |
0
|
-
|
|
-
|
Series B Preferred Stock |
|
Franklin M. Berger
|
Director |
|
23 Apr 2021 |
189,998 |
0
|
-
|
|
-
|
Series A Preferred Stock |
|
Franklin M. Berger
|
Director |
|
23 Apr 2021 |
535,601 |
836,540
|
-
|
|
-
|
Common Stock |
|
Franklin M. Berger
|
Director |
|
23 Apr 2021 |
175,939 |
300,939
|
-
|
|
-
|
Common Stock |
|
Franklin M. Berger
|
Director |
Purchase of securities on an exchange or from another person at price $ 15.78 per share. |
23 Apr 2021 |
5,000 |
125,000
|
-
|
15.8 |
78,900
|
Common Stock |