|
Mary Beth Dooley
|
See Remarks below |
Sale of securities on an exchange or to another person at price $ 1.81 per share. |
29 Oct 2025 |
157 |
12,744
(0%)
|
0%
|
1.8 |
284
|
Common Stock |
|
Richard P. Shea
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Apr 2025 |
15,000 |
15,506
(0%)
|
0%
|
|
0
|
Common Stock |
|
James Flynn
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Apr 2025 |
15,000 |
15,000
(0%)
|
0%
|
|
0
|
Common Stock |
|
Mary Beth Dooley
|
See Remarks below |
Sale of securities on an exchange or to another person at price $ 1.20 per share. |
02 Apr 2025 |
144 |
12,901
(0%)
|
0%
|
1.2 |
173
|
Common Stock |
|
Mary Beth Dooley
|
See Remarks below |
Sale of securities on an exchange or to another person at price $ 1.33 per share. |
03 Feb 2025 |
2,107 |
13,045
(0%)
|
0%
|
1.3 |
2,802
|
Common Stock |
|
Mary Beth Dooley
|
Head of Finance |
Sale of securities on an exchange or to another person at price $ 1.41 per share. |
29 Oct 2024 |
79 |
15,152
(0%)
|
0%
|
1.4 |
111
|
Common Stock |
|
Antoine Awad
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 1.73 per share. |
02 Apr 2024 |
372 |
33,859
(0%)
|
0%
|
1.7 |
644
|
Common Stock |
|
Mary Beth Dooley
|
Head of Finance |
Sale of securities on an exchange or to another person at price $ 1.73 per share. |
02 Apr 2024 |
188 |
15,231
(0%)
|
0%
|
1.7 |
325
|
Common Stock |
|
James Flynn
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2024 |
4,000 |
4,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Barrett Peter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
24,923 |
24,923
|
-
|
|
-
|
Stock Option (right to buy) |
|
N. Patricia Hurter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
14,678 |
14,678
|
-
|
|
-
|
Stock Option (right to buy) |
|
Edward T. Mathers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Peter Barrett
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Richard P. Shea
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Lisa Kelly-Croswell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Michael T. Heffernan
|
Director |
|
22 Jun 2023 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Nick Leschly
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Patricia N. Hurter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Michael Burgess
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Aoife M. Brennan
|
Director, See Remarks |
Sale of securities on an exchange or to another person at price $ 0.58 per share. |
03 Apr 2023 |
19,042 |
256,301
(0%)
|
0%
|
0.6 |
10,964
|
Common Stock |
|
Antoine Awad
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 0.58 per share. |
03 Apr 2023 |
6,438 |
74,732
(0%)
|
0%
|
0.6 |
3,707
|
Common Stock |
|
Michael Jensen
|
Chief Financial Officer |
Sale of securities on an exchange or to another person at price $ 0.58 per share. |
03 Apr 2023 |
2,553 |
46,947
(0%)
|
0%
|
0.6 |
1,470
|
Common Stock |
|
Peter Barrett
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
156,130 |
156,130
|
-
|
|
-
|
Stock Option (right to buy) |
|
Patricia N. Hurter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
91,954 |
91,954
|
-
|
|
-
|
Stock Option (right to buy) |
|
Edward T. Mathers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2022 |
27,000 |
27,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Peter Barrett
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2022 |
27,000 |
27,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Richard P. Shea
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2022 |
27,000 |
27,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Lisa Kelly-Croswell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2022 |
27,000 |
27,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Michael T. Heffernan
|
Director |
|
09 Jun 2022 |
27,000 |
27,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Nick Leschly
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2022 |
27,000 |
27,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Patricia N. Hurter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2022 |
27,000 |
27,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Michael Burgess
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2022 |
27,000 |
27,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Michael Jensen
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 1.12 per share. |
24 May 2022 |
9,500 |
39,500
(0%)
|
0%
|
1.1 |
10,640
|
Common Stock |
|
Aoife M. Brennan
|
Director, See Remarks |
Sale of securities on an exchange or to another person at price $ 2.45 per share. |
04 Apr 2022 |
8,894 |
275,343
(0%)
|
0%
|
2.4 |
21,754
|
Common Stock |
|
Antoine Awad
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 2.45 per share. |
04 Apr 2022 |
2,650 |
81,170
(0%)
|
0%
|
2.4 |
6,482
|
Common Stock |
|
Michael Jensen
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Mar 2022 |
230,000 |
230,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Michael Jensen
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Mar 2022 |
30,000 |
30,000
(0%)
|
0%
|
|
0
|
Common Stock |
|
Aoife M. Brennan
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2022 |
106,920 |
284,237
(0%)
|
0%
|
|
0
|
Common Stock |
|
Aoife M. Brennan
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2022 |
434,160 |
434,160
|
-
|
|
-
|
Stock Option (right to buy) |
|
Antoine Awad
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2022 |
40,820 |
83,820
(0%)
|
0%
|
|
0
|
Common Stock |
|
Antoine Awad
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2022 |
165,490 |
165,490
|
-
|
|
-
|
Stock Option (right to buy) |
|
Peter Barrett
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
49,334 |
49,334
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chau Q. Khuong
|
Director |
Grant, award, or other acquisition of securities at price $ 3.00 per share. |
20 Apr 2021 |
1,666,666 |
3,696,662
(11%)
|
5%
|
3 |
4,999,998
|
Common Stock, $0.001 par value |
|
Aoife M. Brennan
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2021 |
71,250 |
177,317
(0%)
|
0%
|
|
0
|
Common Stock |
|
Aoife M. Brennan
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2021 |
285,000 |
285,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Richard Riese
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2021 |
17,500 |
39,000
(0%)
|
0%
|
|
0
|
Common Stock |
|
Richard Riese
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2021 |
70,000 |
70,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Antoine Awad
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2021 |
17,500 |
43,000
(0%)
|
0%
|
|
0
|
Common Stock |
|
Antoine Awad
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2021 |
70,000 |
70,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Lisa Kelly-Croswell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2021 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Peter Barrett
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
57,498 |
57,498
|
-
|
|
-
|
Stock Option (right to buy) |
|
Peter Barrett
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jul 2020 |
1,541 |
1,541
|
-
|
|
-
|
Stock Option (right to buy) |
|
Edward T. Mathers
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jun 2020 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Peter Barrett
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jun 2020 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Richard P. Shea
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jun 2020 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Nick Leschly
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jun 2020 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chau Q. Khuong
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jun 2020 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Patricia N. Hurter
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jun 2020 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Michael Burgess
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jun 2020 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Aoife M. Brennan
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2020 |
185,300 |
185,300
|
-
|
|
-
|
Stock Option (right to buy) |
|
Aoife M. Brennan
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2020 |
46,300 |
106,067
(0%)
|
0%
|
|
0
|
Common Stock |
|
Richard Riese
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2020 |
54,000 |
54,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Richard Riese
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2020 |
13,500 |
21,500
(0%)
|
0%
|
|
0
|
Common Stock |
|
Peter Barrett
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
48,656 |
48,656
|
-
|
|
-
|
Stock Option (right to buy) |
|
Richard Riese
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2019 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Richard P. Shea
|
Director |
Purchase of securities on an exchange or from another person at price $ 2.74 per share. |
13 Dec 2019 |
7,500 |
7,500
(0%)
|
0%
|
2.7 |
20,550
|
Common Stock |
|
Gregg Beloff
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Oct 2019 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Aoife M. Brennan
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Sep 2019 |
8,000 |
59,767
(0%)
|
0%
|
|
0
|
Common Stock |
|
Scott Eric Plevy
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Sep 2019 |
8,000 |
8,000
(0%)
|
0%
|
|
0
|
Common Stock |
|
Richard Riese
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Sep 2019 |
8,000 |
8,000
(0%)
|
0%
|
|
0
|
Common Stock |
|
Scott Eric Plevy
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jun 2019 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Michael F. Powell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Peter Barrett
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Richard P. Shea
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Nick Leschly
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chau Q. Khuong
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Patricia N. Hurter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Todd E. Shegog
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Mar 2019 |
58,500 |
58,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Aoife M. Brennan
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Mar 2019 |
185,000 |
185,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Paul Francis Miller
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 9.75 per share. |
12 Feb 2019 |
5,849 |
48,135
(0%)
|
0%
|
9.8 |
57,028
|
Common Stock |
|
Paul Francis Miller
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 9.75 per share. |
12 Feb 2019 |
3,151 |
53,984
(0%)
|
0%
|
9.7 |
30,722
|
Common Stock |
|
Patricia N. Hurter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Feb 2019 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Peter Barrett
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2019 |
17,380 |
17,380
|
-
|
|
-
|
Stock Option (right to buy) |
|
Aoife M. Brennan
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Oct 2018 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Paul Francis Miller
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 9.77 per share. |
18 Oct 2018 |
3,000 |
57,135
(0%)
|
0%
|
9.8 |
29,296
|
Common Stock |
|
Paul Francis Miller
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 13.05 per share. |
18 Sep 2018 |
3,000 |
60,135
(0%)
|
0%
|
13.1 |
39,163
|
Common Stock |
|
Paul Francis Miller
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 12.54 per share. |
05 Sep 2018 |
3,000 |
63,135
(0%)
|
0%
|
12.5 |
37,635
|
Common Stock |
|
Paul Francis Miller
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 9.77 per share. |
29 Aug 2018 |
1,658 |
67,477
(0%)
|
0%
|
9.8 |
16,198
|
Common Stock |
|
Paul Francis Miller
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 9.76 per share. |
29 Aug 2018 |
1,342 |
66,135
(0%)
|
0%
|
9.8 |
13,092
|
Common Stock |
|
Paul Francis Miller
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 11.01 per share. |
18 Jul 2018 |
3,000 |
69,135
(0%)
|
0%
|
11.0 |
33,022
|
Common Stock |
|
Paul Francis Miller
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 9.75 per share. |
19 Jun 2018 |
946 |
74,189
(0%)
|
0%
|
9.8 |
9,224
|
Common Stock |
|
Paul Francis Miller
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 9.75 per share. |
19 Jun 2018 |
1,000 |
72,135
(0%)
|
0%
|
9.8 |
9,750
|
Common Stock |
|
Paul Francis Miller
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 9.80 per share. |
19 Jun 2018 |
1,054 |
72,135
(0%)
|
0%
|
9.8 |
10,329
|
Common Stock |
|
Edward T. Mathers
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Michael F. Powell
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Peter Barrett
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Richard P. Shea
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Nick Leschly
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chau Q. Khuong
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Aoife M. Brennan
|
Interim President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2018 |
54,000 |
54,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Andrew Gengos
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jose-Carlos Gutierrez-Ramos
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2018 |
120,540 |
120,540
|
-
|
|
-
|
Stock Option (right to buy) |
|
Todd Shegog
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2018 |
48,000 |
48,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Aoife M. Brennan
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2018 |
56,000 |
56,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Paul Francis Miller
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2018 |
16,000 |
16,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Anthony A. Florence
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 9.75 per share. |
26 Jan 2018 |
410,000 |
4,228,940
(19%)
|
1%
|
9.8 |
3,997,500
|
Common Stock |
|
M. James Barrett
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 9.75 per share. |
26 Jan 2018 |
410,000 |
4,228,940
(19%)
|
1%
|
9.8 |
3,997,500
|
Common Stock |
|
Michael F. Powell
|
None |
Grant, award, or other acquisition of securities at price $ 9.75 per share. |
26 Jan 2018 |
150,000 |
574,972
(2%)
|
0%
|
9.8 |
1,462,500
|
Common Stock |
|
Peter J. Barris
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 9.75 per share. |
26 Jan 2018 |
410,000 |
4,228,940
(19%)
|
1%
|
9.8 |
3,997,500
|
Common Stock |
|
David M. Mott
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 9.75 per share. |
26 Jan 2018 |
410,000 |
4,228,940
(19%)
|
1%
|
9.8 |
3,997,500
|
Common Stock |
|
Sandell D Scott
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 9.75 per share. |
26 Jan 2018 |
410,000 |
4,228,940
(19%)
|
1%
|
9.8 |
3,997,500
|
Common Stock |
|
Forest Baskett
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 9.75 per share. |
26 Jan 2018 |
410,000 |
4,228,940
(19%)
|
1%
|
9.8 |
3,997,500
|
Common Stock |
|
Patrick J. Kerins
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 9.75 per share. |
26 Jan 2018 |
410,000 |
4,228,940
(19%)
|
1%
|
9.8 |
3,997,500
|
Common Stock |
|
Ravi Viswanathan
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 9.75 per share. |
26 Jan 2018 |
410,000 |
4,228,940
(19%)
|
1%
|
9.8 |
3,997,500
|
Common Stock |
|
Chau Q. Khuong
|
None |
Grant, award, or other acquisition of securities at price $ 9.75 per share. |
26 Jan 2018 |
715,000 |
2,029,996
(9%)
|
3%
|
9.8 |
6,971,250
|
Common Stock |
|
Peter Sonsini
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 9.75 per share. |
26 Jan 2018 |
410,000 |
4,228,940
(19%)
|
1%
|
9.8 |
3,997,500
|
Common Stock |
|
Jose-Carlos Gutierrez-Ramos
|
Director, See Remarks |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2017 |
10,000 |
352,619
(2%)
|
0%
|
|
0
|
Common Stock |
|
Edward T. Mathers
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Dec 2017 |
18,572 |
18,572
|
-
|
|
-
|
Stock Option (right to buy) |
|
Michael F. Powell
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Dec 2017 |
18,572 |
18,572
|
-
|
|
-
|
Stock Option (right to buy) |
|
Peter Barrett
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Dec 2017 |
11,570 |
11,570
|
-
|
|
-
|
Stock Option (right to buy) |
|
Peter Barrett
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Dec 2017 |
17,143 |
17,143
|
-
|
|
-
|
Stock Option (right to buy) |
|
Richard P. Shea
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Dec 2017 |
17,143 |
17,143
|
-
|
|
-
|
Stock Option (right to buy) |
|
Nick Leschly
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Dec 2017 |
17,143 |
17,143
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chau Q. Khuong
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Dec 2017 |
17,143 |
17,143
|
-
|
|
-
|
Stock Option (right to buy) |
|
Andrew Gengos
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Oct 2017 |
154,000 |
154,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Anthony A. Florence
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Aug 2017 |
3,394,439 |
3,818,940
(23%)
|
20%
|
|
0
|
Common Stock |
|
Edward T. Mathers
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Aug 2017 |
1,428 |
1,428
|
-
|
|
-
|
Stock Option (right to buy) |
|
M. James Barrett
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Aug 2017 |
3,394,439 |
3,818,940
(23%)
|
20%
|
|
0
|
Common Stock |
|
Michael F. Powell
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Aug 2017 |
1,428 |
1,428
|
-
|
|
-
|
Stock Option (right to buy) |
|
Peter J. Barris
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Aug 2017 |
3,394,439 |
3,818,940
(23%)
|
20%
|
|
0
|
Common Stock |
|
Peter Barrett
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Aug 2017 |
2,857 |
2,857
|
-
|
|
-
|
Stock Option (right to buy) |
|
Richard P. Shea
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Aug 2017 |
2,857 |
2,857
|
-
|
|
-
|
Stock Option (right to buy) |
|
David M. Mott
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Aug 2017 |
3,394,439 |
3,818,940
(23%)
|
20%
|
|
0
|
Common Stock |
|
Sandell D Scott
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Aug 2017 |
3,394,439 |
3,818,940
(23%)
|
20%
|
|
0
|
Common Stock |
|
Forest Baskett
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Aug 2017 |
3,394,439 |
3,818,940
(23%)
|
20%
|
|
0
|
Common Stock |
|
Patrick J. Kerins
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Aug 2017 |
3,394,439 |
3,818,940
(23%)
|
20%
|
|
0
|
Common Stock |
|
Ravi Viswanathan
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Aug 2017 |
3,394,439 |
3,818,940
(23%)
|
20%
|
|
0
|
Common Stock |
|
Nick Leschly
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Aug 2017 |
2,857 |
2,857
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chau Q. Khuong
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Aug 2017 |
2,857 |
2,857
|
-
|
|
-
|
Stock Option (right to buy) |
|
Peter Sonsini
|
Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Aug 2017 |
3,394,439 |
3,818,940
(23%)
|
20%
|
|
0
|
Common Stock |
|
Jon Irvin
|
Vice President, Finance |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Dec 2016 |
280 |
7,625
|
-
|
|
-
|
Common Stock |
|
Jon Irvin
|
Vice President, Finance |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
11 Nov 2016 |
150 |
7,905
|
-
|
|
-
|
Common Stock |
|
Jon Irvin
|
Vice President, Finance |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Nov 2016 |
280 |
8,055
|
-
|
|
-
|
Common Stock |
|
Jon Irvin
|
Vice President, Finance |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
11 Oct 2016 |
150 |
8,335
|
-
|
|
-
|
Common Stock |
|
Jon Irvin
|
Vice President, Finance |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Oct 2016 |
250 |
8,485
|
-
|
|
-
|
Common Stock |
|
Clay B. Siegall
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2016 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Michael F. Powell
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2016 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Edward T. Mathers
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2016 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Peter Lichtlen
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2016 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Lawrence M. Alleva
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2016 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Matthew Winkler
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2016 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Perry Nisen
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2016 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Vincent O'Neill
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2016 |
250,000 |
250,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Alan Fuhrman
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2016 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Paul Lammers
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2016 |
165,000 |
165,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Peter Lichtlen
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2016 |
8,000 |
8,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Jon Irvin
|
Vice President, Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2016 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Casi DeYoung
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Mar 2016 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Peter Lichtlen
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2016 |
12,000 |
12,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
James I. Healy
|
Ten Percent Owner |
|
05 Oct 2015 |
1,244,269 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
James I. Healy
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
0
|
-
|
|
-
|
Series D Preferred Stock |
|
James I. Healy
|
Ten Percent Owner |
|
05 Oct 2015 |
1,244,269 |
1,244,269
|
-
|
|
-
|
Common Stock |
|
James I. Healy
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
1,827,828
|
-
|
|
-
|
Common Stock |
|
James I. Healy
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
289,841 |
2,117,669
|
-
|
|
-
|
Common Stock |
|
James I. Healy
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
05 Oct 2015 |
857,142 |
2,974,811
|
-
|
|
-
|
Common Stock |
|
Anthony A. Florence
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
Anthony A. Florence
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
0
|
-
|
|
-
|
Series D Preferred Stock |
|
Anthony A. Florence
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
1,241,650
|
-
|
|
-
|
Common Stock |
|
Anthony A. Florence
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
257,516 |
1,499,166
|
-
|
|
-
|
Common Stock |
|
Anthony A. Florence
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
2,082,725
|
-
|
|
-
|
Common Stock |
|
Anthony A. Florence
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
31,650 |
2,114,375
|
-
|
|
-
|
Common Stock |
|
Anthony A. Florence
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
05 Oct 2015 |
857,142 |
2,971,517
|
-
|
|
-
|
Common Stock |
|
David M. Mott
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
David M. Mott
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
0
|
-
|
|
-
|
Series D Preferred Stock |
|
David M. Mott
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
1,241,650
|
-
|
|
-
|
Common Stock |
|
David M. Mott
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
257,516 |
1,499,166
|
-
|
|
-
|
Common Stock |
|
David M. Mott
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
2,082,725
|
-
|
|
-
|
Common Stock |
|
David M. Mott
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
31,650 |
2,114,375
|
-
|
|
-
|
Common Stock |
|
David M. Mott
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
05 Oct 2015 |
857,142 |
2,971,517
|
-
|
|
-
|
Common Stock |
|
M. James Barrett
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
M. James Barrett
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
0
|
-
|
|
-
|
Series D Preferred Stock |
|
M. James Barrett
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
1,241,650
|
-
|
|
-
|
Common Stock |
|
M. James Barrett
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
257,516 |
1,499,166
|
-
|
|
-
|
Common Stock |
|
M. James Barrett
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
2,082,725
|
-
|
|
-
|
Common Stock |
|
M. James Barrett
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
31,650 |
2,114,375
|
-
|
|
-
|
Common Stock |
|
M. James Barrett
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
05 Oct 2015 |
857,142 |
2,971,517
|
-
|
|
-
|
Common Stock |
|
Michael F. Powell
|
Director, Ten Percent Owner |
|
05 Oct 2015 |
1,244,269 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
Michael F. Powell
|
Director, Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
0
|
-
|
|
-
|
Series D Preferred Stock |
|
Michael F. Powell
|
Director, Ten Percent Owner |
|
05 Oct 2015 |
1,244,269 |
1,244,269
|
-
|
|
-
|
Common Stock |
|
Michael F. Powell
|
Director, Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
1,827,828
|
-
|
|
-
|
Common Stock |
|
Michael F. Powell
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
289,841 |
2,117,669
|
-
|
|
-
|
Common Stock |
|
Michael F. Powell
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
05 Oct 2015 |
857,142 |
2,974,811
|
-
|
|
-
|
Common Stock |
|
Forest Baskett
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
Forest Baskett
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
0
|
-
|
|
-
|
Series D Preferred Stock |
|
Forest Baskett
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
1,241,650
|
-
|
|
-
|
Common Stock |
|
Forest Baskett
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
257,516 |
1,499,166
|
-
|
|
-
|
Common Stock |
|
Forest Baskett
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
2,082,725
|
-
|
|
-
|
Common Stock |
|
Forest Baskett
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
31,650 |
2,114,375
|
-
|
|
-
|
Common Stock |
|
Forest Baskett
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
05 Oct 2015 |
857,142 |
2,971,517
|
-
|
|
-
|
Common Stock |
|
Krishna Kolluri
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
Krishna Kolluri
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
0
|
-
|
|
-
|
Series D Preferred Stock |
|
Krishna Kolluri
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
1,241,650
|
-
|
|
-
|
Common Stock |
|
Krishna Kolluri
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
257,516 |
1,499,166
|
-
|
|
-
|
Common Stock |
|
Krishna Kolluri
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
2,082,725
|
-
|
|
-
|
Common Stock |
|
Krishna Kolluri
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
31,650 |
2,114,375
|
-
|
|
-
|
Common Stock |
|
Krishna Kolluri
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
05 Oct 2015 |
857,142 |
2,971,517
|
-
|
|
-
|
Common Stock |
|
Peter J. Barris
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
Peter J. Barris
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
0
|
-
|
|
-
|
Series D Preferred Stock |
|
Peter J. Barris
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
1,241,650
|
-
|
|
-
|
Common Stock |
|
Peter J. Barris
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
257,516 |
1,499,166
|
-
|
|
-
|
Common Stock |
|
Peter J. Barris
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
2,082,725
|
-
|
|
-
|
Common Stock |
|
Peter J. Barris
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
31,650 |
2,114,375
|
-
|
|
-
|
Common Stock |
|
Peter J. Barris
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
05 Oct 2015 |
857,142 |
2,971,517
|
-
|
|
-
|
Common Stock |
|
Harry R. Weller
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
Harry R. Weller
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
0
|
-
|
|
-
|
Series D Preferred Stock |
|
Harry R. Weller
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
1,241,650
|
-
|
|
-
|
Common Stock |
|
Harry R. Weller
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
257,516 |
1,499,166
|
-
|
|
-
|
Common Stock |
|
Harry R. Weller
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
2,082,725
|
-
|
|
-
|
Common Stock |
|
Harry R. Weller
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
31,650 |
2,114,375
|
-
|
|
-
|
Common Stock |
|
Harry R. Weller
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
05 Oct 2015 |
857,142 |
2,971,517
|
-
|
|
-
|
Common Stock |
|
Patrick J. Kerins
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
Patrick J. Kerins
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
0
|
-
|
|
-
|
Series D Preferred Stock |
|
Patrick J. Kerins
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
1,241,650
|
-
|
|
-
|
Common Stock |
|
Patrick J. Kerins
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
257,516 |
1,499,166
|
-
|
|
-
|
Common Stock |
|
Patrick J. Kerins
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
2,082,725
|
-
|
|
-
|
Common Stock |
|
Patrick J. Kerins
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
31,650 |
2,114,375
|
-
|
|
-
|
Common Stock |
|
Patrick J. Kerins
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
05 Oct 2015 |
857,142 |
2,971,517
|
-
|
|
-
|
Common Stock |
|
Sandell D Scott
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
Sandell D Scott
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
0
|
-
|
|
-
|
Series D Preferred Stock |
|
Sandell D Scott
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
1,241,650
|
-
|
|
-
|
Common Stock |
|
Sandell D Scott
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
257,516 |
1,499,166
|
-
|
|
-
|
Common Stock |
|
Sandell D Scott
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
2,082,725
|
-
|
|
-
|
Common Stock |
|
Sandell D Scott
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
31,650 |
2,114,375
|
-
|
|
-
|
Common Stock |
|
Sandell D Scott
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
05 Oct 2015 |
857,142 |
2,971,517
|
-
|
|
-
|
Common Stock |
|
Ravi Viswanathan
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
Ravi Viswanathan
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
0
|
-
|
|
-
|
Series D Preferred Stock |
|
Ravi Viswanathan
|
Ten Percent Owner |
|
05 Oct 2015 |
1,241,650 |
1,241,650
|
-
|
|
-
|
Common Stock |
|
Ravi Viswanathan
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
257,516 |
1,499,166
|
-
|
|
-
|
Common Stock |
|
Ravi Viswanathan
|
Ten Percent Owner |
|
05 Oct 2015 |
583,559 |
2,082,725
|
-
|
|
-
|
Common Stock |
|
Ravi Viswanathan
|
Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
31,650 |
2,114,375
|
-
|
|
-
|
Common Stock |
|
Ravi Viswanathan
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
05 Oct 2015 |
857,142 |
2,971,517
|
-
|
|
-
|
Common Stock |
|
Lawrence M. Alleva
|
None |
|
05 Oct 2015 |
3,818 |
0
|
-
|
|
-
|
Series D Preferred Stock |
|
Lawrence M. Alleva
|
None |
|
05 Oct 2015 |
3,818 |
3,818
|
-
|
|
-
|
Common Stock |
|
Lawrence M. Alleva
|
None |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
207 |
4,025
|
-
|
|
-
|
Common Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
134,958 |
0
|
-
|
|
-
|
Series A Preferred Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
2,345 |
0
|
-
|
|
-
|
Series A Preferred Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
2,345 |
0
|
-
|
|
-
|
Series A Preferred Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
2,345 |
0
|
-
|
|
-
|
Series A Preferred Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
28,458 |
0
|
-
|
|
-
|
Series B Preferred Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
235,899 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
40,281 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
40,281 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
40,281 |
0
|
-
|
|
-
|
Series C Preferred Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
187,277 |
0
|
-
|
|
-
|
Series D Preferred Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
134,958 |
134,958
|
-
|
|
-
|
Common Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
28,458 |
163,416
|
-
|
|
-
|
Common Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
235,899 |
399,315
|
-
|
|
-
|
Common Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
187,277 |
586,592
|
-
|
|
-
|
Common Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
2,345 |
2,345
|
-
|
|
-
|
Common Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
40,281 |
42,626
|
-
|
|
-
|
Common Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
2,345 |
2,345
|
-
|
|
-
|
Common Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
40,281 |
42,626
|
-
|
|
-
|
Common Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
2,345 |
2,345
|
-
|
|
-
|
Common Stock |
|
Matthew Winkler
|
None |
|
05 Oct 2015 |
40,281 |
42,626
|
-
|
|
-
|
Common Stock |
|
Matthew Winkler
|
None |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
62,582 |
649,174
|
-
|
|
-
|
Common Stock |
|
Matthew Winkler
|
None |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
8,408 |
51,034
|
-
|
|
-
|
Common Stock |
|
Matthew Winkler
|
None |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
8,408 |
51,034
|
-
|
|
-
|
Common Stock |
|
Matthew Winkler
|
None |
Other type of transaction at price $ 0.00 per share. |
05 Oct 2015 |
8,408 |
51,034
|
-
|
|
-
|
Common Stock |
|
Clay B. Siegall
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2015 |
12,000 |
12,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Michael F. Powell
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2015 |
7,200 |
7,200
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Alan Fuhrman
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2015 |
167,180 |
167,180
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Edward T. Mathers
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2015 |
7,200 |
7,200
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Paul Lammers
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2015 |
76,666 |
76,666
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Jones V Elaine
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2015 |
7,200 |
7,200
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Lawrence M. Alleva
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2015 |
10,533 |
10,533
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Jon Irvin
|
Vice President, Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2015 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Sinil Kim
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2015 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Casi DeYoung
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2015 |
26,666 |
26,666
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Miguel Barbosa
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2015 |
284,206 |
284,206
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
Matthew Winkler
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2015 |
7,200 |
7,200
|
-
|
|
-
|
Stock Option (Right to Buy) |