Lynne Sullivan
|
CFO & Head of Corp. Dev. |
Sale of securities on an exchange or to another person at price $ 1.03 per share. |
02 Apr 2025 |
21,867 |
98,905
(0%)
|
0%
|
1.0 |
22,523
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 1.03 per share. |
02 Apr 2025 |
96,797 |
153,454
(0%)
|
0%
|
1.0 |
99,701
|
Common Stock, $0.0001 par value |
Alexander Hieu Nguyen
|
CLO and Head of Ops |
Sale of securities on an exchange or to another person at price $ 1.03 per share. |
02 Apr 2025 |
17,852 |
48,753
(0%)
|
0%
|
1.0 |
18,388
|
Common Stock, $0.0001 par value |
Lynne Sullivan
|
CFO & Head of Corp. Dev. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Mar 2025 |
65,000 |
120,772
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Lynne Sullivan
|
CFO & Head of Corp. Dev. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Mar 2025 |
106,000 |
106,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Anirvan Ghosh
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Mar 2025 |
286,000 |
286,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Anirvan Ghosh
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Mar 2025 |
175,000 |
250,251
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Alexander Hieu Nguyen
|
CLO and Head of Ops |
Sale of securities on an exchange or to another person at price $ 1.16 per share. |
27 Mar 2025 |
1,954 |
22,605
(0%)
|
0%
|
1.2 |
2,267
|
Common Stock, $0.0001 par value |
Alexander Hieu Nguyen
|
CLO and Head of Ops |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2025 |
73,000 |
73,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Alexander Hieu Nguyen
|
CLO and Head of Ops |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2025 |
44,000 |
66,605
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Yehia Hashad
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Mar 2025 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lynne Sullivan
|
CFO & Head of Corp. Dev. |
Sale of securities on an exchange or to another person at price $ 2.23 per share. |
04 Feb 2025 |
153 |
55,772
(0%)
|
0%
|
2.2 |
341
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 2.23 per share. |
04 Feb 2025 |
642 |
75,251
(0%)
|
0%
|
2.2 |
1,432
|
Common Stock, $0.0001 par value |
Alexander Hieu Nguyen
|
CLO and Head of Ops |
Sale of securities on an exchange or to another person at price $ 2.23 per share. |
04 Feb 2025 |
164 |
24,559
(0%)
|
0%
|
2.2 |
366
|
Common Stock, $0.0001 par value |
Lynne Sullivan
|
CFO & Head of Corp. Dev. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2025 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Anirvan Ghosh
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2025 |
450,000 |
450,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Alexander Hieu Nguyen
|
CLO and Head of Ops |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2025 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Federico Grossi
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Jan 2025 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lynne Sullivan
|
CFO & Head of Corp. Dev. |
|
04 Nov 2024 |
136 |
55,925
(0%)
|
0%
|
1.3 |
175
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
04 Nov 2024 |
432 |
75,893
(0%)
|
0%
|
1.3 |
557
|
Common Stock, $0.0001 par value |
Alexander Hieu Nguyen
|
Chief Legal Officer |
|
04 Nov 2024 |
149 |
24,723
(0%)
|
0%
|
1.3 |
192
|
Common Stock, $0.0001 par value |
Lynne Sullivan
|
CFO & Head of Corp. Dev. |
|
02 Aug 2024 |
139 |
56,061
(0%)
|
0%
|
1.5 |
213
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
02 Aug 2024 |
604 |
76,325
(0%)
|
0%
|
1.5 |
924
|
Common Stock, $0.0001 par value |
Alexander Hieu Nguyen
|
Chief Legal Officer |
|
02 Aug 2024 |
154 |
24,872
(0%)
|
0%
|
1.5 |
236
|
Common Stock, $0.0001 par value |
Lynne Sullivan
|
CFO & Head of Corp. Dev. |
|
25 Jun 2024 |
324 |
32,685
(0%)
|
0%
|
1.4 |
454
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
25 Jun 2024 |
1,214 |
76,929
(0%)
|
0%
|
1.4 |
1,700
|
Common Stock, $0.0001 par value |
Alexander Hieu Nguyen
|
Chief Legal Officer |
|
25 Jun 2024 |
78 |
25,026
(0%)
|
0%
|
1.4 |
109
|
Common Stock, $0.0001 par value |
Paul L. Berns
|
Director |
|
21 Jun 2024 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Keith R. Leonard
|
Director |
|
21 Jun 2024 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Camille D. Samuels
|
Director |
|
21 Jun 2024 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Nathaniel E. David
|
Director |
|
21 Jun 2024 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Margo R. Roberts
|
Director |
|
21 Jun 2024 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael P. Samar
|
Director |
|
21 Jun 2024 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
02 May 2024 |
603 |
78,143
(0%)
|
0%
|
1.6 |
935
|
Common Stock, $0.0001 par value |
Alexander Hieu Nguyen
|
Chief Legal Officer |
|
26 Mar 2024 |
20,000 |
25,104
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Alexander Hieu Nguyen
|
Chief Legal Officer |
|
26 Mar 2024 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Ghosh Anirvan
|
Director, Chief Executive Officer |
|
02 Feb 2024 |
680 |
78,746
(0%)
|
0%
|
1.7 |
1,163
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
30 Jan 2024 |
1,183 |
79,426
(0%)
|
0%
|
1.7 |
2,023
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
02 Aug 2023 |
581 |
83,468
(0%)
|
0%
|
2.9 |
1,708
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Chief Executive Officer |
|
31 Jul 2023 |
1,020 |
84,049
(0%)
|
0%
|
2.9 |
2,917
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
26 Jun 2023 |
1,177 |
85,069
(0%)
|
0%
|
3.2 |
3,766
|
Common Stock, $0.0001 par value |
Paul L. Berns
|
Director |
|
23 Jun 2023 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Keith R. Leonard
|
Director |
|
23 Jun 2023 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Camille D. Samuels
|
Director |
|
23 Jun 2023 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Nathaniel E. David
|
Director |
|
23 Jun 2023 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Margo R. Roberts
|
Director |
|
23 Jun 2023 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael P. Samar
|
Director |
|
23 Jun 2023 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
14 Jun 2023 |
1,212 |
86,246
(0%)
|
0%
|
3.4 |
4,109
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
02 May 2023 |
588 |
87,458
(0%)
|
0%
|
2.2 |
1,276
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
01 May 2023 |
1,020 |
88
(0%)
|
0%
|
2.2 |
2,193
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 1.70 per share. |
31 Mar 2023 |
420 |
62,817
(0%)
|
0%
|
1.7 |
714
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
31 Mar 2023 |
1,959 |
89,066
(0%)
|
0%
|
1.7 |
3,330
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 4.00 per share. |
14 Mar 2023 |
1,005 |
63,237
(0%)
|
0%
|
4 |
4,020
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
14 Mar 2023 |
1,210 |
91,025
(0%)
|
0%
|
4 |
4,840
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 4.84 per share. |
02 Feb 2023 |
863 |
64,242
(0%)
|
0%
|
4.8 |
4,177
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
02 Feb 2023 |
2,573 |
92,235
(0%)
|
0%
|
4.8 |
12,453
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
30 Jan 2023 |
1,140 |
94,808
(0%)
|
0%
|
4.5 |
5,073
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 2.85 per share. |
14 Dec 2022 |
1,016 |
65,105
(0%)
|
0%
|
2.9 |
2,896
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
14 Dec 2022 |
1,274 |
95,948
(0%)
|
0%
|
2.9 |
3,631
|
Common Stock, $0.0001 par value |
Lynne Sullivan
|
CFO & Head of Corp. Dev. |
|
18 Nov 2022 |
80,000 |
80,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lynne Sullivan
|
CFO & Head of Corp. Dev. |
|
18 Nov 2022 |
925 |
33,009
(0%)
|
0%
|
6.9 |
6,373
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Nov 2022 |
65,000 |
65,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
18 Nov 2022 |
200,000 |
200,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Alexander Hieu Nguyen
|
See Remarks |
|
18 Nov 2022 |
65,000 |
65,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
03 Nov 2022 |
1,099 |
97,222
(0%)
|
0%
|
2.4 |
2,638
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 0.48 per share. |
14 Sep 2022 |
10,923 |
661,213
(1%)
|
0%
|
0.5 |
5,243
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
14 Sep 2022 |
13,706 |
983,210
(2%)
|
0%
|
0.5 |
6,579
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
01 Aug 2022 |
10,446 |
996,916
(2%)
|
0%
|
0.7 |
6,999
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 0.59 per share. |
27 Jun 2022 |
4,398 |
672,136
(1%)
|
0%
|
0.6 |
2,595
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
27 Jun 2022 |
12,149 |
1,007,362
(2%)
|
0%
|
0.6 |
7,168
|
Common Stock, $0.0001 par value |
Paul L. Berns
|
Director |
|
24 Jun 2022 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Keith R. Leonard
|
Director |
|
24 Jun 2022 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Camille D. Samuels
|
Director |
|
24 Jun 2022 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Nathaniel E. David
|
Director |
|
24 Jun 2022 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Margo R. Roberts
|
Director |
|
24 Jun 2022 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael P. Samar
|
Director |
|
24 Jun 2022 |
2,055 |
2,055
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jamie Dananberg
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 0.62 per share. |
21 Jun 2022 |
3,697 |
676,534
(1%)
|
0%
|
0.6 |
2,292
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.63 per share. |
14 Jun 2022 |
10,530 |
680,231
(1%)
|
0%
|
0.6 |
6,634
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
14 Jun 2022 |
12,683 |
1,019,511
(2%)
|
0%
|
0.6 |
7,990
|
Common Stock, $0.0001 par value |
Michael P. Samar
|
Director |
|
25 May 2022 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
02 May 2022 |
7,729 |
1,032,194
(2%)
|
0%
|
0.9 |
6,802
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.14 per share. |
31 Mar 2022 |
4,188 |
690,761
(1%)
|
0%
|
1.1 |
4,774
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
31 Mar 2022 |
14,472 |
1,039,923
(2%)
|
0%
|
1.1 |
16,498
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.88 per share. |
14 Mar 2022 |
10,581 |
694,949
(1%)
|
0%
|
0.9 |
9,311
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
14 Mar 2022 |
9,272 |
1,054,395
(2%)
|
0%
|
0.9 |
8,159
|
Common Stock, $0.0001 par value |
Lynne Sullivan
|
CFO & Head of Corp. Dev. |
|
09 Feb 2022 |
50,000 |
326,785
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Lynne Sullivan
|
CFO & Head of Corp. Dev. |
|
09 Feb 2022 |
200,000 |
200,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jamie Dananberg
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2022 |
183,333 |
183,333
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jamie Dananberg
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2022 |
45,833 |
705,530
(1%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
09 Feb 2022 |
566,667 |
566,667
|
-
|
|
-
|
Stock Option (Right to Buy) |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
09 Feb 2022 |
141,667 |
1,063,667
(2%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Alexander Hieu Nguyen
|
See Remarks |
|
09 Feb 2022 |
183,333 |
183,333
|
-
|
|
-
|
Stock Option (Right to Buy) |
Alexander Hieu Nguyen
|
See Remarks |
|
09 Feb 2022 |
45,833 |
51,041
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.63 per share. |
14 Dec 2021 |
10,614 |
659,697
(1%)
|
0%
|
1.6 |
17,301
|
Common Stock, $0.0001 par value |
Graham K. Cooper
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2021 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Paul L. Berns
|
Director |
|
24 Jun 2021 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Keith R. Leonard
|
Director |
|
24 Jun 2021 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Camille D. Samuels
|
Director |
|
24 Jun 2021 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Nathaniel David
|
Director |
|
24 Jun 2021 |
11,918 |
11,918
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kristina Burow
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2021 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Margo R. Roberts
|
Director |
|
24 Jun 2021 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lynne Sullivan
|
CFO & Head of Corp. Dev. |
|
24 Jun 2021 |
123,333 |
123,333
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lynne Sullivan
|
CFO & Head of Corp. Dev. |
|
24 Jun 2021 |
30,833 |
270,833
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2021 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jamie Dananberg
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2021 |
25,000 |
710,875
(1%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
24 Jun 2021 |
72,000 |
922,000
(2%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
24 Jun 2021 |
290,000 |
290,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Alexander Hieu Nguyen
|
See Remarks |
|
24 Jun 2021 |
5,208 |
5,208
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Alexander Hieu Nguyen
|
See Remarks |
|
24 Jun 2021 |
20,833 |
20,833
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jamie Dananberg
|
Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.18 per share. |
21 Jun 2021 |
3,515 |
685,875
(1%)
|
0%
|
4.2 |
14,693
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.73 per share. |
30 Mar 2021 |
2,829 |
689,390
(1%)
|
0%
|
5.7 |
16,210
|
Common Stock, $0.0001 par value |
Alexander Hieu Nguyen
|
See Remarks |
|
09 Mar 2021 |
250,000 |
250,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Nathaniel David
|
Director |
|
29 Jan 2021 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
29 Jan 2021 |
250,000 |
850,000
(1%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
29 Jan 2021 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Nathaniel David
|
Director, President |
|
16 Dec 2020 |
1,700,000 |
624,703
(1%)
|
3%
|
5.2 |
8,908,000
|
Common Stock, $0.0001 par value |
Lynne Sullivan
|
Chief Financial Officer |
|
13 Sep 2020 |
240,000 |
240,000
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Sep 2020 |
240,000 |
692,219
(1%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Alexander Azoy
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Sep 2020 |
135,000 |
135,000
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
13 Sep 2020 |
250,000 |
250,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
13 Sep 2020 |
300,000 |
600,000
(1%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Lynne Sullivan
|
See Remarks |
|
01 Aug 2020 |
240,000 |
240,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Keith R. Leonard
|
Director |
|
22 Jun 2020 |
4,711 |
89,546
(0%)
|
0%
|
9.7 |
45,555
|
Common Stock, $0.0001 par value |
Tamara Tompkins
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.67 per share. |
22 Jun 2020 |
2,483 |
42,847
(0%)
|
0%
|
9.7 |
24,011
|
Common Stock, $0.0001 par value |
Nathaniel David
|
Director, President |
|
22 Jun 2020 |
2,483 |
2,324,703
(5%)
|
0%
|
9.7 |
24,011
|
Common Stock, $0.0001 par value |
Daniel G. Marquess
|
Chief Scientific Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.67 per share. |
22 Jun 2020 |
2,483 |
380,690
(0%)
|
0%
|
9.7 |
24,011
|
Common Stock, $0.0001 par value |
Robert C. Goeltz
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.67 per share. |
22 Jun 2020 |
2,483 |
161,027
(0%)
|
0%
|
9.7 |
24,011
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.67 per share. |
22 Jun 2020 |
2,483 |
452,219
(0%)
|
0%
|
9.7 |
24,011
|
Common Stock, $0.0001 par value |
Graham K. Cooper
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2020 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert T. Nelsen
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2020 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Paul L. Berns
|
Director |
|
18 Jun 2020 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Keith R. Leonard
|
Director |
|
18 Jun 2020 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Camille D. Samuels
|
Director |
|
18 Jun 2020 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kristina Burow
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2020 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Margo R. Roberts
|
Director |
|
18 Jun 2020 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David L. Lacey
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2020 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Nathaniel David
|
Director, President |
|
05 Jun 2020 |
3,200 |
2,327,186
(5%)
|
0%
|
8.9 |
28,478
|
Common Stock, $0.0001 par value |
Tamara Tompkins
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2020 |
98,490 |
98,490
|
-
|
|
-
|
Stock Option (Right to Buy) |
Tamara Tompkins
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2020 |
24,255 |
45,330
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Nathaniel David
|
Director, President |
|
30 Mar 2020 |
24,255 |
2,323,986
(5%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Nathaniel David
|
Director, President |
|
30 Mar 2020 |
98,490 |
98,490
|
-
|
|
-
|
Stock Option (Right to Buy) |
Daniel G. Marquess
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2020 |
98,490 |
98,490
|
-
|
|
-
|
Stock Option (Right to Buy) |
Daniel G. Marquess
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2020 |
24,255 |
381,297
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Robert C. Goeltz
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2020 |
118,188 |
118,188
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert C. Goeltz
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2020 |
29,106 |
163,510
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Jamie Dananberg
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2020 |
98,490 |
98,490
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jamie Dananberg
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2020 |
24,255 |
454,702
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
30 Mar 2020 |
30,000 |
30,000
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
30 Mar 2020 |
150,000 |
300,000
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
30 Mar 2020 |
800,000 |
800,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Anirvan Ghosh
|
Director, Chief Executive Officer |
|
30 Mar 2020 |
120,000 |
150,000
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Keith R. Leonard
|
Director, Chief Executive Officer |
|
31 Dec 2019 |
383,475 |
0
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Keith R. Leonard
|
Director, Chief Executive Officer |
|
31 Dec 2019 |
116,525 |
94,257
(0%)
|
0%
|
|
0
|
Common Stock, $0.0001 par value |
Keith R. Leonard
|
Director, Chief Executive Officer |
|
31 Dec 2019 |
500,000 |
500,000
(1%)
|
1%
|
|
0
|
Common Stock, $0.0001 par value |
Keith R. Leonard
|
Chief Executive Officer |
|
19 Sep 2019 |
35,525 |
35,525
|
-
|
|
-
|
Stock Option (Right to Buy) |
Tamara Tompkins
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Sep 2019 |
19,068 |
19,068
|
-
|
|
-
|
Stock Option (Right to Buy) |
Nathaniel E. David
|
Director, President |
|
19 Sep 2019 |
27,825 |
27,825
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert C. Goeltz
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Sep 2019 |
28,814 |
28,814
|
-
|
|
-
|
Stock Option (Right to Buy) |
Graham K. Cooper
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jun 2019 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert Taylor Nelsen
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jun 2019 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Paul L. Berns
|
Director |
|
20 Jun 2019 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Keith R. Leonard
|
Director, Chief Executive Officer |
|
20 Jun 2019 |
40,000 |
210,782
(0%)
|
0%
|
|
0
|
Common Stock |
Keith R. Leonard
|
Director, Chief Executive Officer |
|
20 Jun 2019 |
260,000 |
260,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Camille D. Samuels
|
Director |
|
20 Jun 2019 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Tamara Tompkins
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jun 2019 |
21,075 |
21,075
(0%)
|
0%
|
|
0
|
Common Stock |
Tamara Tompkins
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jun 2019 |
106,800 |
106,800
|
-
|
|
-
|
Stock Option (Right to Buy) |
Nathaniel E. David
|
Director, President |
|
20 Jun 2019 |
106,800 |
106,800
|
-
|
|
-
|
Stock Option (Right to Buy) |
Nathaniel E. David
|
Director, President |
|
20 Jun 2019 |
21,075 |
2,299,731
(5%)
|
0%
|
|
0
|
Common Stock |
Kristina M. Burow
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jun 2019 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Margo R. Roberts
|
Director |
|
20 Jun 2019 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Daniel G. Marquess
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jun 2019 |
21,075 |
357,041
(0%)
|
0%
|
|
0
|
Common Stock |
Daniel G. Marquess
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jun 2019 |
106,800 |
106,800
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert C. Goeltz
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jun 2019 |
116,850 |
116,850
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert C. Goeltz
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jun 2019 |
21,075 |
124,404
(0%)
|
0%
|
|
0
|
Common Stock |
David L. Lacey
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jun 2019 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jamie Dananberg
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jun 2019 |
106,800 |
106,800
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jamie Dananberg
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jun 2019 |
21,075 |
430,447
(0%)
|
0%
|
|
0
|
Common Stock |
Keith R. Leonard
|
Director, Chief Executive Officer |
|
19 Jun 2019 |
20,000 |
1,364,100
|
-
|
|
-
|
Stock Option (Right to Buy) |
Keith R. Leonard
|
Director, Chief Executive Officer |
|
19 Jun 2019 |
20,000 |
170,782
(0%)
|
0%
|
3.4 |
68,000
|
Common Stock |
Margo R. Roberts
|
None |
|
03 Dec 2018 |
50,661 |
50,661
|
-
|
|
-
|
Stock Option (right to buy) |
Robert C. Goeltz
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.43 per share. |
10 Oct 2018 |
5,000 |
101,348
(0%)
|
0%
|
3.4 |
17,150
|
Common Stock, $0.0001 par value |
Robert C. Goeltz
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 Oct 2018 |
5,000 |
120,620
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert T. Nelsen
|
Director, Ten Percent Owner |
|
07 May 2018 |
195,672 |
1,682,417
(4%)
|
0%
|
|
0
|
Common Stock |
Robert T. Nelsen
|
Director, Ten Percent Owner |
|
07 May 2018 |
2,030,625 |
0
|
-
|
|
-
|
Series A-1 Preferred Stock |
Robert T. Nelsen
|
Director, Ten Percent Owner |
|
07 May 2018 |
4,228,432 |
0
|
-
|
|
-
|
Series A-2 Preferred Stock |
Robert T. Nelsen
|
Director, Ten Percent Owner |
|
07 May 2018 |
2,067,160 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Robert T. Nelsen
|
Director, Ten Percent Owner |
|
07 May 2018 |
1,486,745 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Robert T. Nelsen
|
Director, Ten Percent Owner |
|
07 May 2018 |
195,672 |
0
|
-
|
|
-
|
Series C Preferred Stock |
Robert T. Nelsen
|
Director, Ten Percent Owner |
|
07 May 2018 |
2,030,625 |
2,070,172
(4%)
|
4%
|
|
0
|
Common Stock |
Robert T. Nelsen
|
Director, Ten Percent Owner |
|
07 May 2018 |
2,067,160 |
8,365,764
(19%)
|
4%
|
|
0
|
Common Stock |
Robert T. Nelsen
|
Director, Ten Percent Owner |
|
07 May 2018 |
1,486,745 |
1,486,745
(3%)
|
3%
|
|
0
|
Common Stock |
Robert T. Nelsen
|
Director, Ten Percent Owner |
|
07 May 2018 |
4,228,432 |
6,298,604
(15%)
|
10%
|
|
0
|
Common Stock |
Paul L. Berns
|
None |
|
07 May 2018 |
3,261 |
3,261
(0%)
|
0%
|
|
0
|
Common Stock |
Paul L. Berns
|
None |
|
07 May 2018 |
3,261 |
0
|
-
|
|
-
|
Series C Preferred Stock |
Keith R. Leonard
|
Director, Chief Executive Officer |
|
07 May 2018 |
383,475 |
383,475
(0%)
|
0%
|
|
0
|
Common Stock |
Keith R. Leonard
|
Director, Chief Executive Officer |
|
07 May 2018 |
1,630 |
150,782
(0%)
|
0%
|
|
0
|
Common Stock |
Keith R. Leonard
|
Director, Chief Executive Officer |
|
07 May 2018 |
148,448 |
148,448
(0%)
|
0%
|
|
0
|
Common Stock |
Keith R. Leonard
|
Director, Chief Executive Officer |
|
07 May 2018 |
1,630 |
0
|
-
|
|
-
|
Series C Preferred Stock |
Keith R. Leonard
|
Director, Chief Executive Officer |
|
07 May 2018 |
148,448 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Keith R. Leonard
|
Director, Chief Executive Officer |
|
07 May 2018 |
383,475 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Nathaniel David
|
Director, President |
|
07 May 2018 |
222,148 |
2,277,026
(5%)
|
0%
|
|
0
|
Common Stock |
Nathaniel David
|
Director, President |
|
07 May 2018 |
1,630 |
0
|
-
|
|
-
|
Series C Preferred Stock |
Nathaniel David
|
Director, President |
|
07 May 2018 |
222,148 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Nathaniel David
|
Director, President |
|
07 May 2018 |
1,074,032 |
0
|
-
|
|
-
|
Series A-2 Preferred Stock |
Nathaniel David
|
Director, President |
|
07 May 2018 |
1,630 |
2,278,656
(5%)
|
0%
|
|
0
|
Common Stock |
Nathaniel David
|
Director, President |
|
07 May 2018 |
1,074,032 |
2,054,878
(4%)
|
2%
|
|
0
|
Common Stock |
Kristina Burow
|
None |
|
07 May 2018 |
195,672 |
0
|
-
|
|
-
|
Series C Preferred Stock |
Kristina Burow
|
None |
|
07 May 2018 |
1,486,745 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Kristina Burow
|
None |
|
07 May 2018 |
2,067,160 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Kristina Burow
|
None |
|
07 May 2018 |
4,228,432 |
0
|
-
|
|
-
|
Series A-2 Preferred Stock |
Kristina Burow
|
None |
|
07 May 2018 |
2,067,160 |
8,365,764
(19%)
|
4%
|
|
0
|
Common Stock |
Kristina Burow
|
None |
|
07 May 2018 |
1,486,745 |
1,486,745
(3%)
|
3%
|
|
0
|
Common Stock |
Kristina Burow
|
None |
|
07 May 2018 |
2,030,625 |
0
|
-
|
|
-
|
Series A-1 Preferred Stock |
Kristina Burow
|
None |
|
07 May 2018 |
2,030,625 |
2,070,172
(4%)
|
4%
|
|
0
|
Common Stock |
Kristina Burow
|
None |
|
07 May 2018 |
4,228,432 |
6,298,604
(15%)
|
10%
|
|
0
|
Common Stock |
Kristina Burow
|
None |
|
07 May 2018 |
195,672 |
1,682,417
(4%)
|
0%
|
|
0
|
Common Stock |
Robert C. Goeltz
|
Chief Financial Officer |
|
07 May 2018 |
1,630 |
0
|
-
|
|
-
|
Series C Preferred Stock |
Robert C. Goeltz
|
Chief Financial Officer |
|
07 May 2018 |
1,630 |
96,348
(0%)
|
0%
|
|
0
|
Common Stock |
Jamie Dananberg
|
Chief Medical Officer |
|
07 May 2018 |
74,048 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Jamie Dananberg
|
Chief Medical Officer |
|
07 May 2018 |
1,630 |
0
|
-
|
|
-
|
Series C Preferred Stock |
Jamie Dananberg
|
Chief Medical Officer |
|
07 May 2018 |
74,048 |
407,742
(0%)
|
0%
|
|
0
|
Common Stock |
Jamie Dananberg
|
Chief Medical Officer |
|
07 May 2018 |
1,630 |
409,372
(0%)
|
0%
|
|
0
|
Common Stock |
Graham K. Cooper
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 May 2018 |
10,169 |
10,169
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert T. Nelsen
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 May 2018 |
40,678 |
40,678
|
-
|
|
-
|
Stock Option (Right to Buy) |
Keith R. Leonard
|
Director, Chief Executive Officer |
|
02 May 2018 |
67,797 |
67,797
|
-
|
|
-
|
Stock Option (Right to Buy) |
Camille D. Samuels
|
None |
|
02 May 2018 |
40,678 |
40,678
|
-
|
|
-
|
Stock Option (Right to Buy) |
Tamara Tompkins
|
Corporate Secretary and GC |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 May 2018 |
30,508 |
30,508
|
-
|
|
-
|
Stock Option (Right to Buy) |
Nathaniel David
|
Director, President |
|
02 May 2018 |
47,458 |
47,458
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kristina Burow
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 May 2018 |
40,678 |
40,678
|
-
|
|
-
|
Stock Option (Right to Buy) |
Daniel G. Marquess
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 May 2018 |
30,508 |
30,508
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert C. Goeltz
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 May 2018 |
30,508 |
30,508
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jamie Dananberg
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 May 2018 |
30,508 |
30,508
|
-
|
|
-
|
Stock Option (Right to Buy) |